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Tag: misleading
SEC expenses Rari Capital for deceptive traders, unregistered exercise
The U.S. Securities and Alternate Fee introduced expenses towards decentralized finance platform Rari Capital and its co-founders, accusing them of…
Robinhood to Pay $3.9 Million Advantageous for Deceptive Crypto Shoppers
Cryptocurrency buying and selling platform Robinhood has agreed to pay as much as $3.9 million in settlement charges following complaints…
SEC accuses Galois Capital of deceptive buyers, custody failures
The U.S. Securities and Change Fee (SEC) has charged Florida-based Galois Capital with severe compliance failures and investor misrepresentation. The…
